With extensive experience with private equity, venture capital, and commercial lending Mr. Rozmajzl negotiates and structures all forms of corporate finance including:

• private placements of debt and equity securities,
• commercial bank credit facilities, and
• structured finance arrangements through private equity and venture capital groups. 

Corporate Finance and Securities Services assists clients to analyze various corporate finance opportunities. Each capital raise requires compliance with both state and federal securities laws and regulations securities law compliance. With the experience of compiling dozens of private placements of debt and equity instruments, Mr. Rozmajzl drafts private placement memorandums, ascertains investor accreditation and tracks subscription, and maintains shareholder governance and capital chart management.

Corporate Finance and Securities Services structures and procures all forms of commercial debt facilities including debt syndications, leveraged buy-out, traditional term debt bank financing, asset-based commercial lending, and mezzanine financing on both a secured and unsecured basis. Key emphasis is placed on negotiating fair and achievable debt covenant compliance. 

Corporate Finance and Securities Services structures a broad range of private equity transactions involving common stock and preferred stock with conversion features warrant attachment, and shareholder pre-emptive right matters, as well as, phantom stock plans, restricted stock units, and qualified and non-qualified option plans. 

Corporate Finance and Securities Services counsels clients on a wide array of securities issues arising from private placements, state “blue sky” compliance, and SEC notice filings and securities registration exemption analysis.

blue. Business & Law Service Model. The blue. Business & Law service model matches clients with trusted third-party professional service companies to assist the client implement strong cash management and financial reporting policies. In addition, blue. service model helps the client identify corporate finance opportunities through private equity funds, venture capital firms, commercial banks.

• Designed private placements of debt and equity securities, including a compilation of underlying offering materials and state and federal notice filings, for various companies across a multitude of industries with aggregate capital raise in excess of $500 MM in the aggregate.
• Represented buyer in leveraged buy-out transaction in a strategic acquisition of medical device company [$35 MM facility]
• Procured combination debt and equity facility for brachytherapy based medical company involving healthcare professionals [$12 MM facility];
• Represented borrower in the energy industry in procuring loans from a commercial bank under the United States Department of Agriculture Economic and Rural Development Program [$20 MM facility]
• Represented medical device company in procuring federal appropriations in support of technology development and clinical trials benefiting wounded soldiers [$15 MM procurement]
• Represented medical device company in a recapitalization of traditional bank debt, shareholder loan, and private equity credit facility using a combination of commercial bank term debt, revolver, and swing -line facility [$40 MM facility].
• Procured credit facility from a private equity group for medical device company with shareholder tag-along, drag-along and voting rights provisions [$15 MM].